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Section: Finance, Insurance Vacancy 46 |
| Post:Compliance Officer - Debt Trading Desk
|
Salary contractual |
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| Requirements and conditions |
| Age: |
Has no value
|
| Gender |
Has no value
|
| Education: |
no
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| Work schedule: |
Has no value
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| Work place: |
Wolverhampton
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| The announcement text: |
Our client is a global Investment Bank based in Docklands who are presently looking to recruit a Debt Compliance Manager to join their Regulatory Division.
Based on the trading floor you will be the front line of compliance to the fixed income and structured finance desks and therefore the ability to “can keep your head when all about you are losing theirs” is paramount.
Your role will be to:
- Review and advice on marketing materials
- Compliance support for the Debt desks
- Monitoring of Chinese Walls
- Support of the Research Compliance Management initiatives
- Training in relation to Market Conduct
Requirements
You must have worked in a trading environment, ideally with the debt area.
Sound understanding of the relevant regulatory controls for Financial Markets
Graduate.
Please contact Peter Breeze on 01580 201 616
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| Contact information |
| Employer: |
|
| Email: |
1545@stoke-on-trentcareer.informnow.com
|
| Phone: |
01580 201616
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Publication date: 2009-03-22 15:12:36
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